Templates

Close the loop after a fraud attempt

Record what happened, preserve the evidence, and make the next-day follow-up visible to your compliance officer, auditor, or insurer.

Download the incident register

One register, ready to hand over

The workbook uses the incident fields specified for the Vericode fraud workflow. Keep external reference numbers—Scamwatch, ReportCyber, or SMR—beside the actions and outcome so the register stands on its own.

DateStaff memberClient / matter referenceTrigger conditionAction takenEscalations madeExternal reports lodgedOutcome
Complete after each incidentComplete after each incidentComplete after each incidentComplete after each incidentComplete after each incidentComplete after each incidentComplete after each incidentComplete after each incident

The day-after checklist

  1. 1

    Write the register entry

    Record the trigger, action, escalations, external report references, and outcome.

  2. 2

    Preserve the evidence

    Keep emails, numbers, notes, recordings, and Vericode record references with the incident file.

  3. 3

    Lodge external reports

    Record Scamwatch, ReportCyber, bank, police, insurer, or SMR references where applicable.

  4. 4

    Contact the client safely

    Use a known-good channel from the firm's existing records, not details supplied during the incident.

  5. 5

    Check escalation contacts

    Confirm the compliance officer, office admin, bank, and insurer details are current.

  6. 6

    Check for a pattern

    Ask whether this client record, matter, or payment instruction has been targeted before.

Download the printable checklist

Make the evidence portable

Attach or reference the Vericode verification record, then preserve the source emails, phone numbers, notes, recordings, and external report receipts. The register is the index; the evidence remains with the incident file.

Not legal advice. Adapt these templates to your firm’s legal, AML/CTF, privacy, professional, reporting, and insurance obligations.